Question 1. Question
:
Which one of the following indexes reflects the percentage
change in share prices relative to a base of 100?
Value Line composite
S & P 500
DJIA
AMEX composite
Points Received: 1 of 1
Comments:
Question 2. Question
:
Many brokerage firms require that disputes between
individual investors and brokers be settled through litigation.
True
False
Points Received: 1 of 1
Comments:
Question 3. Question
:
Current price information on shares of a company’s stock is
often accompanied by statistics on the recent price behavior of that stock.
True
False
Points Received: 1 of 1
Comments:
Question 4. Question
:
Which one of the following is considered a general rather
than a financial newspaper?
Barron’s
New York Times
The Wall Street Journal
Investors’ Business Daily
Points Received: 1 of 1
Comments:
Question 5. Question
:
A stop-loss order converts to a market order when the order
is activated.
True
False
Points Received: 1 of 1
Comments:
Question 6. Question
:
Stockbrokers are to execute client orders at the best
possible price.
True
False
Points Received: 1 of 1
Comments:
Question 7. Question
:
When placing an order online, an individual investor should
always double check the ticker symbol prior to submitting the order.
True
False
Points Received: 1 of 1
Comments:
Question 8. Question
:
A brokerage firm which provides analyst reports, investment
advice and information as well as online brokerage services is called a(n)
premium discount broker.
full-service broker.
basic discount broker.
electronic broker.
Points Received: 1 of 1
Comments:
Question 9. Question
:
It is generally a good idea to use limit orders when
purchasing IPOs online.
True
False
Points Received: 1 of 1
Comments:
Question 10. Question
:
A limit order is an order to buy or sell at the limit price
or less.
True
False
Points Received: 1 of 1
Comments:
Question 11. Question
:
An index measures the current value of a group of stocks in
relation to a base value established previously.
True
False
Points Received: 1 of 1
Comments:
Question 12. Question
:
The documents signed when a customer opens a brokerage
account
serve as an informal relationship between the
customer and the stockbroker.
limit the customer to dealing only through
that brokerage firm.
may be signed by a minor child provided that
the money being invested belongs to the child.
establish a legal relationship between the
customer and the brokerage firm.
Points Received: 1 of 1
Comments:
Question 13. Question
:
Which one of the following statements is true concerning
bonds?
A bond yield represents only the interest
earned on a bond.
Bond yield data is more useful to an investor
when compared over time.
IN A bond’s yield remains constant even
when a bond is sold prior to maturity.
Bonds with similar characteristics generally
have widely disparate bond yields.
Points Received: 0 of 1
Comments:
Question 14. Question
:
The Standard & Poor’s indexes are all based on market
values which consider the number of shares outstanding.
True
False
Points Received: 1 of 1
Comments:
Question 15. Question
:
Reviewing industry and company information will help provide
guidance on the future outlook of a particular firm.
True
False
Points Received: 1 of 1
Comments:
Question 16. Question
:
The Dow Jones Industrial Average (DJIA) consists of 30
stocks whose price behavior
typically has little correlation with the rest
of the stock market.
broadly reflects the overall price behavior of
the stock market.
reflects the changes in value of manufacturing
stocks only.
leads the movements in the general economy by
one to two weeks.
Points Received: 1 of 1
Comments:
Question 17. Question
:
Which one of the following is NOT published by the US
Government?
Federal Reserve Bulletin
Survey of Current Business
Kiplinger Washington Letter
Economic Report of the President
Points Received: 1 of 1
Comments:
Question 18. Question
:
Stock market averages and indexes are commonly used to
measure the
specific behavior of companies.
general behavior of stock prices.
specific behavior of alternative investments.
specific behavior of the economy.
Points Received: 1 of 1
Comments:
Question 19. Question
:
An individual can sort stocks by dividend rates, growth
rates, and price/earnings ratios using screening tools on the Internet.
True
False
Points Received: 1 of 1
Comments:
Question 20. Question
:
Averages and indexes differ from one another in that an
index
is the arithmetic average price behavior of a
group of stocks at a given point in time.
measures the current price behavior of a group
of stocks in relation to a base value set at an earlier point in time.
is of value in-and-of itself, whereas an
average must be compared to a historical figure to have any meaning.
always moves up before a corresponding average
moves up, and always moves down before a corresponding average moves down.
Points Received: 1 of 1
Comments:
* Times are displayed
in (GMT-10:00) HawaiiQuestion 1. Question
: Which one of the following indexes reflects the percentage
change in share prices relative to a base of 100? Value Line composite S & P 500 DJIA AMEX composite Points Received: 1 of 1 Comments: Question 2. Question
: Many brokerage firms require that disputes between
individual investors and brokers be settled through litigation. True False Points Received: 1 of 1 Comments: Question 3. Question
: Current price information on shares of a company’s stock is
often accompanied by statistics on the recent price behavior of that stock. True False Points Received: 1 of 1 Comments: Question 4. Question
: Which one of the following is considered a general rather
than a financial newspaper? Barron’s New York Times The Wall Street Journal Investors’ Business Daily Points Received: 1 of 1 Comments: Question 5. Question
: A stop-loss order converts to a market order when the order
is activated. True False Points Received: 1 of 1 Comments: Question 6. Question
: Stockbrokers are to execute client orders at the best
possible price. True False Points Received: 1 of 1 Comments: Question 7. Question
: When placing an order online, an individual investor should
always double check the ticker symbol prior to submitting the order. True False Points Received: 1 of 1 Comments: Question 8. Question
: A brokerage firm which provides analyst reports, investment
advice and information as well as online brokerage services is called a(n) premium discount broker. full-service broker. basic discount broker. electronic broker. Points Received: 1 of 1 Comments: Question 9. Question
: It is generally a good idea to use limit orders when
purchasing IPOs online. True False Points Received: 1 of 1 Comments: Question 10. Question
: A limit order is an order to buy or sell at the limit price
or less. True False Points Received: 1 of 1 Comments: Question 11. Question
: An index measures the current value of a group of stocks in
relation to a base value established previously. True False Points Received: 1 of 1 Comments: Question 12. Question
: The documents signed when a customer opens a brokerage
account serve as an informal relationship between the
customer and the stockbroker. limit the customer to dealing only through
that brokerage firm. may be signed by a minor child provided that
the money being invested belongs to the child. establish a legal relationship between the
customer and the brokerage firm. Points Received: 1 of 1 Comments: Question 13. Question
: Which one of the following statements is true concerning
bonds? A bond yield represents only the interest
earned on a bond. Bond yield data is more useful to an investor
when compared over time. IN A bond’s yield remains constant even
when a bond is sold prior to maturity. Bonds with similar characteristics generally
have widely disparate bond yields. Points Received: 0 of 1 Comments: Question 14. Question
: The Standard & Poor’s indexes are all based on market
values which consider the number of shares outstanding. True False Points Received: 1 of 1 Comments: Question 15. Question
: Reviewing industry and company information will help provide
guidance on the future outlook of a particular firm. True False Points Received: 1 of 1 Comments: Question 16. Question
: The Dow Jones Industrial Average (DJIA) consists of 30
stocks whose price behavior typically has little correlation with the rest
of the stock market. broadly reflects the overall price behavior of
the stock market. reflects the changes in value of manufacturing
stocks only. leads the movements in the general economy by
one to two weeks. Points Received: 1 of 1 Comments: Question 17. Question
: Which one of the following is NOT published by the US
Government? Federal Reserve Bulletin Survey of Current Business Kiplinger Washington Letter Economic Report of the President Points Received: 1 of 1 Comments: Question 18. Question
: Stock market averages and indexes are commonly used to
measure the specific behavior of companies. general behavior of stock prices. specific behavior of alternative investments. specific behavior of the economy. Points Received: 1 of 1 Comments: Question 19. Question
: An individual can sort stocks by dividend rates, growth
rates, and price/earnings ratios using screening tools on the Internet. True False Points Received: 1 of 1 Comments: Question 20. Question
: Averages and indexes differ from one another in that an
index is the arithmetic average price behavior of a
group of stocks at a given point in time. measures the current price behavior of a group
of stocks in relation to a base value set at an earlier point in time. is of value in-and-of itself, whereas an
average must be compared to a historical figure to have any meaning. always moves up before a corresponding average
moves up, and always moves down before a corresponding average moves down. Points Received: 1 of 1 Comments: * Times are displayed
in (GMT-10:00) Hawaii
